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John Splain

39 Years of Experience
Washington, DC
Broker

John Splain is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1717 Pennsylvania Ave Nw, Suite 1050, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a trustee for the Briggs, Rosemary trust, spending minimal time on it. He also has a personal investment in Solar4Pools, dedicating minimal time to it.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 1996 - Present · 30 yrs 1 mo
Raymond James & Associates, INC.
July 1993 - Present · 33 yrs
Raymond James & Associates, INC.Broker
July 1993 - Present · 33 yrs
Previous Registrations
Ferris, Baker Watts IncorporatedBroker
March 1987 - July 1993 · 6 yrs 4 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Splain - Financial Advisor | TrueAdvisor