Alan Smiley is a registered investment advisor at Wells Fargo Advisors, based in Lehi, UT, with 36 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3300 Triumph Blvd, Suite 340, Lehi, UT, 84043
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2012Other Business Activities
Alan has an 80% ownership in Fishermen Fish, dedicating minimal time to teaching people how to fly fish. He also has 50% ownership in Saphirre Wealth Management Corp, spending about a quarter of his time on the finet practice, and 25% ownership in a cabin rental property, spending minimal time on it.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Zions Investment Securities, INC
Zions Investment Securities, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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