Rajeev Pandit
Rajeev Pandit is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Parkland, FL, with 37 years of industry experience. Rajeev operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
Parkland, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rajeev is an Enrolled Agent at Spire Group Inc, preparing taxes, dedicating minimal time. He also operates a sole proprietorship selling fixed insurance and term insurance, spending minimal time, and is a real estate broker, but currently spends no time transacting sales.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Southeast Investments, N.c., INC.
Southeast Investments, N.c., INC.Broker
Kovack Advisors, INC.
Rk Advisors
Kovack Securities INC.Broker
Westport Resources Investment Services, INC.Broker
Commonwealth Equity Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Gary Goldberg & CO., INC.Broker
David Lerner Associates, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.