Richard Sandman
Richard Sandman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Louisville, KY, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2515 Blankenbaker Pkwy, Louisville, KY, 40299-2465
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Edward JonesBroker
Edward Jones
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Capital Brokerage CorporationBroker
Allianz Life Financial Services, LLCBroker
Mfs Fund Distributors, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.