TrueAdvisor
TrueAdvisor
MR
MR

Mark Ronsini

Capital Analysts
39 Years of Experience
Kennesaw, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Ronsini is a registered investment advisor at Capital Analysts, based in Kennesaw, GA, with 39 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Kennesaw, GA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an investor in horse breeding and racing partnerships, and the sole member of Huron Racing Ventures, LLC, which races, breeds, and sells thoroughbred racehorses. Mark also sells fixed insurance and annuities, and acts as trustee for a 401k plan, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Capital Analysts
February 2016 - Present · 10 yrs 8 mos
Lincoln Investment
January 2013 - Present · 13 yrs 9 mos
Lincoln InvestmentBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Lucia Securities, LLCBroker
September 2011 - November 2012 · 1 yr 2 mos
Rjl Wealth Management, LLC
April 2010 - November 2012 · 2 yrs 7 mos
Raymond J. Lucia Companies, INC.
January 2008 - November 2010 · 2 yrs 10 mos
First Allied Securities, INC.Broker
January 2008 - December 2011 · 3 yrs 11 mos
Crown Capital Securities, L.P.Broker
July 1999 - December 2007 · 8 yrs 5 mos
Mutual Service CorporationBroker
March 1999 - July 1999 · 4 mos
Titan/value Equities Group, INC.Broker
August 1993 - March 1999 · 5 yrs 7 mos
Sun Investment Services CompanyBroker
April 1989 - August 1993 · 4 yrs 4 mos
MML Investors Services, INC.Broker
August 1988 - March 1989 · 7 mos
Southmark Financial Services, INC.Broker
April 1987 - August 1988 · 1 yr 4 mos
State Registrations5 states
AZCACOFLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Kennesaw, GA →All financial advisors in Georgia →