Raymond Rapoza
Raymond Rapoza is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mobile, AL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
955 Dauphin Street, Mobile, AL, 36604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Raymond is a registered representative with Raymond James Financial Services through Gulf Coast Group, dedicating about half of his time to this role. He also owns RJR Wealth Management LLC, but spends minimal time on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations13 states
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