Philip Fulco
Philip Fulco is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wappingers Falls, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1289 Rt 9, Suite 3, Wappingers Falls, NY, 12590
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is involved in several outside business activities, including insurance education, health and life insurance sales through multiple entities, and ownership in an insurance premium processing company. He also volunteers with his church and fire company.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
New Horizons Asset Management Group, LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
M&t Securities, INC.Broker
CUNA Brokerage Services, INC.Broker
Nylife Securities INC.Broker
Pml Securities CompanyBroker
Nylife Securities INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.