WM
WM

William Mclaughlin

33 Years of Experience
Houston, TX
Broker

William Mclaughlin is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William is a part owner of Slash Bar Land Co., where he handles bookkeeping and communicates with the ranch manager, dedicating minimal time outside business hours. He is also a passive investor in Cardinal Plastics, Inc. and has oil & gas royalty interests, requiring minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 6 mos
Morgan StanleyBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Securian Financial Services, INC.
July 2010 - October 2012 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
June 2010 - October 2012 · 2 yrs 4 mos
Van Kampen Funds INC.Broker
January 1995 - January 2008 · 13 yrs
American Capital Marketing, INC.Broker
October 1992 - January 1995 · 2 yrs 3 mos
Advantage Capital CorporationBroker
September 1987 - November 1992 · 5 yrs 2 mos
State Registrations7 states
AZCACONVOHTXUT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.