Steve Gott is a registered investment advisor at Frost Investment Services, based in San Antonio, TX, with 33 years of industry experience. Steve operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,179 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Frost Investment Services offers several investment programs with different fee structures:
- Fund Strategist Portfolio Program: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.18% on the first $5,000,000, 0.14% on the next $5,000,000, and 0.10% over $10,000,000.
- Optimum Asset Allocation Strategy: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.18% on the first $5,000,000, 0.14% on the next $5,000,000, and 0.10% over $10,000,000.
- Advisor Model Management: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.20% on the first $5,000,000, 0.17% on the next $5,000,000, and 0.10% over $10,000,000.
- Unified Managed Accounts Program: 1.25% on the first $1,000,000, 1.10% on the next $1,000,000, 1.00% on the next $3,000,000, and 0.85% over $5,000,000. An optional tax and/or impact overlay service is available for an additional fee of 0.10% on the first $10,000,000, 0.08% on the next $15,000,000, and 0.05% over $25,000,000.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steve manages a single home rental property in Houston, TX, since January 2018. He spends minimal time on this activity, acting as landlord, collecting rent, and handling maintenance.
Employment History
Current Registrations
Frost Investment Services
Frost Brokerage Services, INC.Broker
Previous Registrations
U.S. Capital Wealth Advisors, LLC
Usca Asset Management LLC
Usca Securities LLCBroker
Usca RIA LLC
Global Financial Services, L.L.C.Broker
Sanders Morris Harris INC.Broker
Sanders Morris Harris INC.
Concept Capital Markets, LLCBroker
Stanford Group Company
Stanford Group CompanyBroker
Prudential Securities IncorporatedBroker
Chase Securities of Texas, INC.Broker
Texas First Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.