Gary Seybold
Gary Seybold is a registered investment advisor at LPL Financial LLC, based in Whittier, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15111 E Whittier Blvd #385, Whittier, CA, 90603
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary sells life and health insurance, dedicating about 10% of his time to this activity. He also operates Whittier Financial Inc as a DBA for his LPL business, spending nearly full-time hours on it, including time spent on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wamu Investments, INC.
Great Western Financial Securities CorporationBroker
Wamu Investments, INC.Broker
Asb Financial ServicesBroker
Great Western Financial Securities CorporationBroker
First Imperial Investor Services, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.