Richard Holden
Richard Holden is a registered investment advisor at Northwest Financial Advisors LLC, based in Herndon, VA, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,915 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is up to 2.00% for standard programs and up to 1.00% advisory fee plus 0.35% program fee for Guided Wealth Portfolios. Fees are negotiable.
Fee Estimator
Location
200 Spring Street, Suite 120, Herndon, VA, 20170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard provides investment advisory services through Northwest Financial Advisors, LLC, dedicating nearly full-time hours to this activity. He also engages in fixed insurance sales through NW Insurance Agency, LLC, spending a few hours per week on this.
Employment History
Current Registrations
Northwest Financial Advisors LLC
Northwest Financial Group LLCBroker
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Securities America, INC.Broker
Securities America Advisors, INC.
Financial Network Investment CorporationBroker
Westminster Financial Securities, INC.Broker
Westminster Financial Advisory CORP
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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