Patrick Pfahl is a registered investment advisor at RBC Capital Markets, LLC, based in Duluth, MN, with 35 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1420 London Road, Suite 201, Duluth, MN, 55805-2425
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick is a 3% owner of Denali Energy ND-1 LLC (wind energy) since 2008 and owns rental real estate since 1998, dedicating minimal time to managing property managers. He also serves on the Board of Directors for the Voyager Area Council of the Boy Scouts of America, spending minimal time on this role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Birchtree Financial Services LLCBroker
Rsm US Wealth Management LLC
Blue Water Capital Advisors, LLC
State Farm Vp Management CORP.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
VALIC Investment Services CompanyBroker
The Variable Annuity Marketing CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.