Dianne Lutz
Dianne Lutz is a registered investment advisor at Sowell Management, based in Sinking Spring, PA, with 38 years of industry experience. Dianne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.
Fee Estimator
Location
737 Fritztown Road, Sinking Spring, PA, 19608
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Regulatory History (1)
Customer Dispute
May 2002Other Business ActivitiesSells Insurance
Dianne is a financial advisor and President of Dianne Mae Financial since 2014, marketing insurance and financial services. She also co-owns a fine dining establishment (Pappy G's Inc.) since 1998, dedicating a few hours per week, and is a member of the Council of Trustees at Kutztown State University of Pennsylvania, dedicating minimal time. Dianne also co-owns rental properties.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Labrunerie Financial Services, INC.Broker
Institute for Wealth Advisors, INC.
Dinosaur Financial Group, L.L.CBroker
Concert Wealth Management
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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