James Oconnor
James Oconnor is a registered investment advisor at LPL Financial LLC, based in Media, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
600 N Jackson St Ste 305, Media, PA, 19063
Get directionsHistory
Regulatory History (3)
Regulatory
October 1991Regulatory
February 1991Regulatory
November 1988Other Business ActivitiesSells Insurance
James is associated with BestVest Investments, Ltd., an insurance agency, and spends minimal time on it. He also engages in real estate rental through OC Holdings LLC and provides limited services through BestVest Investments Ltd as an independent investment advisor firm, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bestvest Investments, LTD.
Bestvest Investments, LTD.Broker
First Liberty Investment Group, INC.Broker
Wealth Builders Equity CorporationBroker
Hopper Soliday Capital MarketsBroker
First of Philadelphia Investment Group, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.