WW
CFP
WW
CFP

Wayne Wulf

38 Years of Experience
River Falls, WI
1 DisclosureBroker

Wayne Wulf is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in River Falls, WI, with 38 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

710 N Main St Ste 103, River Falls, WI, 54022

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Denied
Other Business Activities

Wayne co-owns and manages an Ameriprise business and spends minimal time on it. He also has outside employment with Gavin Craig LLC since 2020, dedicating minimal time to it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1999 - Present · 27 yrs 4 mos
Ameriprise Financial Services, LLC
April 1987 - Present · 39 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 1987 - Present · 39 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
August 2002 - July 2006 · 3 yrs 11 mos
State Registrations8 states
ARAZCACOFLMNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.