John Lee is a registered investment advisor, based in Manasquan, NJ, with 38 years of industry experience.
Location
2517 Highway 35, Building I, Suite #202, Manasquan, NJ, 08736
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates Lee Retirement Services as a sole proprietor, focusing on insurance-related activities since 2008.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
October 2005 - December 2008 · 3 yrs 2 mos
First Montauk Securities CORP.Broker
October 1988 - December 2008 · 20 yrs 2 mos
Andrew Alen Securities, INC.Broker
February 1988 - November 1988 · 9 mos
First Montauk Securities CORP.Broker
May 1987 - February 1988 · 9 mos
State Registrations17 states
ALAZCACTFLGAILMAMDMINCNJNMNYOHPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.