TS
TS

Theodore Sanders

38 Years of Experience
St Louis, MO
5 DisclosuresBroker

Theodore Sanders is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St Louis, MO, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

Loading...

Location

520 Maryville Centre Drive, Suite 410, St Louis, MO, 63141

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
Customer Dispute
August 2008
Settled
Customer Dispute
July 2008
Settled
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Settled
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2009 - Present · 17 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLCBroker
January 2008 - September 2008 · 8 mos
A. G. Edwards & Sons, INC.Broker
November 1990 - January 2008 · 17 yrs 2 mos
Advest, INC.Broker
September 1989 - November 1990 · 1 yr 2 mos
Newhard, Cook & CO. IncorporatedBroker
October 1988 - September 1989 · 11 mos
Blinder, Robinson & CO., INC.Broker
October 1987 - November 1988 · 1 yr 1 mo
State Registrations25 states
AZCACOCTDEFLILKSMEMIMNMOMTNCNMNYOHORSCSDTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Theodore Sanders - Financial Advisor | TrueAdvisor