Nancy Dunn is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 17 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2009 - Present · 17 yrs 2 mos
Neuberger Berman Bd LLC
September 2008 - Present · 17 yrs 8 mos
Neuberger Berman Bd LLCBroker
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
David J. Greene and Company, LLCBroker
July 2008 - September 2008 · 2 mos
State Registrations30 states
CACOCTDCDEFLHIIDILINKSMAMDMEMONCNHNJNMNVNYOHORPARITXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.