Kenneth Gula
Kenneth Gula is a registered investment advisor at Osaic Wealth, INC., based in Quakertown, PA, with 33 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1538 W Broad Street, Unit B, Quakertown, PA, 18951
Get directionsHistory
Regulatory History (6)
Judgment / Lien
April 2019Judgment / Lien
May 2015Judgment / Lien
November 2010Judgment / Lien
May 2010Judgment / Lien
November 2009Employment Separation After Allegations
September 1993Other Business ActivitiesSells Insurance
Kenneth is an agency owner of The Vision Financial and Insurance Group, providing various insurance products and financial planning, taking about half of his time. He also sells securities and insurance products through other companies, dedicating minimal time to each.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Bestvest Investments, LTD.
Bestvest Investments, LTD.Broker
Allstate Financial Services, LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Summit Financial Services Group, INC.Broker
Nathan & Lewis Securities, INC.Broker
Bisys Brokerage Services, INC.Broker
Independent Financial Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Laughlin Group Advisors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.