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CFP
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CFP

Janean Stripe

LPL Financial LLC
37 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Janean Stripe is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 37 years of industry experience. Janean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16789 Bernardo Center Dr, San Diego, CA, 92128

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Denied
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Janean works as DBA FOR LPL BUSINESS through Lucia Capital Group since 2020, dedicating full-time hours. Janean is also an agent for Westland Financial selling non-variable insurance, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2020 - Present · 6 yrs 1 mo
LPL Financial LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Lucia Securities, LLCBroker
September 2011 - October 2020 · 9 yrs 1 mo
Lucia Capital Group
April 2010 - October 2020 · 10 yrs 6 mos
First Allied Securities, INC.Broker
November 2007 - December 2011 · 4 yrs 1 mo
Rjl Financial Network, L.L.C.
April 2004 - June 2006 · 2 yrs 2 mos
Securities America, INC.Broker
October 2002 - November 2007 · 5 yrs 1 mo
Raymond J. Lucia Companies, INC.
April 1996 - October 2010 · 14 yrs 6 mos
The Advisors Group, INC.Broker
December 1995 - October 2002 · 6 yrs 10 mos
John Hancock Mutual Life Insurance CompanyBroker
June 1993 - November 1995 · 2 yrs 5 mos
John Hancock Distributors, INC.Broker
June 1993 - November 1995 · 2 yrs 5 mos
Invest Financial CorporationBroker
June 1991 - June 1992 · 1 yr
Duerr Financial CorporationBroker
July 1987 - August 1990 · 3 yrs 1 mo
State Registrations39 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYMAMEMNMOMTNCNENJNVNYOHOKORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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