FK
FK

Fred Kettler

36 Years of Experience
Venice, CA
1 DisclosureBrokerSells Insurance

Fred Kettler is a registered investment advisor at Park Avenue Securities LLC, based in Venice, CA, with 36 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

Venice, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Settled
Other Business ActivitiesSells Insurance

Fred sells fixed insurance products, dedicating about a quarter of his time to this activity. He also uses Kettler & Associates, Inc. for managing his business, spending minimal time on this.

Employment History
Current Registrations
Park Avenue Securities LLC
February 2017 - Present · 9 yrs 5 mos
Park Avenue Securities LLC
January 2017 - Present · 9 yrs 6 mos
Park Avenue Securities LLCBroker
January 2017 - Present · 9 yrs 6 mos
Previous Registrations
Visionary Wealth Advisors, LLC
January 2016 - October 2016 · 9 mos
Park Avenue Securities LLCBroker
July 2010 - January 2016 · 5 yrs 6 mos
Transamerica Financial Advisors, INCBroker
December 2003 - December 2009 · 6 yrs
Sigma Financial CorporationBroker
September 1997 - December 2003 · 6 yrs 3 mos
Wma Securities, INC.Broker
February 1997 - September 1997 · 7 mos
Sigma Financial CorporationBroker
July 1995 - February 1997 · 1 yr 7 mos
Ffp Securities, INC.Broker
June 1994 - July 1995 · 1 yr 1 mo
Walnut Street Securities, INC.Broker
October 1993 - May 1994 · 7 mos
Pruco Securities CorporationBroker
June 1987 - December 1991 · 4 yrs 6 mos
State Registrations16 states
CACOCTFLGAILMDMENCOHORPAPRSCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fred Kettler - Financial Advisor | TrueAdvisor