Joseph Depietro is a registered investment advisor at LPL Financial LLC, based in East Setauket, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4032 Neconset Hwy, East Setauket, NY, 11733
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph operates under the DBA Wilmington Advisors @ M&T for his LPL business. This activity is investment-related and conducted at a specific location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Dinosaur Financial Group, L.L.CBroker
Tsa Management INC
Halliday Financial, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Tradition Asiel Securities INC.Broker
Bgc Financial, L.P.Broker
Castleoak Securities, LPBroker
Rafferty Capital Markets, LLCBroker
Liberty Brokerage INC.Broker
Cantor Fitzgerald Securities CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.