Judy Galbraith is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 32 years of industry experience. Judy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
750 Town and Country Blvd, Suite 325 & 175, Houston, TX, 77024-4576
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Judy is a passive owner in Cactus Sign Company Inc. and Cactus Sign Holding Company LP, both sign and graphics businesses, since 2005. She also is a distributor for Young Living Essential Oils and an owner of Galbraith Enterprise, LLC, a commercial property, but spends no time on these activities.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations29 states
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