Steven Dipaola is a registered investment advisor at LPL Enterprise, LLC, based in Basking Ridge, NJ, with 35 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
Basking Ridge, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Bankers Life Advisory Services, INC.
Bankers Life Securities, INC.Broker
Northeast Securities, INC.Broker
Samuel a Ramirez & CO., INC.Broker
Murphy & DurieuBroker
Murphy & DurieuBroker
Citation Financial Group, L.P.Broker
Murphy & DurieuBroker
Shay Financial Services, INC.Broker
Shay Financial Services CO.Broker
Shay Government Securities CO.Broker
Printon, Kane Group, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Dominick & Dominick, IncorporatedBroker
D.G. Meyer & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.