Arthur Macgregor is a registered investment advisor, based in Dover, NH, with 38 years of industry experience.
Location
9 Members Way, Dover, NH, 03820
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
LPL Financial LLC
January 2008 - March 2025 · 17 yrs 2 mos
LPL Financial LLCBroker
October 2007 - March 2025 · 17 yrs 5 mos
Xcu Capital Corporation, INC.
September 2006 - September 2007 · 1 yr
Bts Asset Management, INC.
March 2002 - October 2007 · 5 yrs 7 mos
Xcu Capital Corporation, INC.Broker
November 1999 - September 2007 · 7 yrs 10 mos
Nylife Securities INC.Broker
July 1996 - December 1999 · 3 yrs 5 mos
Pruco Securities CorporationBroker
May 1987 - July 1996 · 9 yrs 2 mos
State Registrations14 states
COCTFLGAMAMDMENCNHNYOHSCTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.