Lindsey Randolph
Lindsey Randolph is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Stockton, CA, with 37 years of industry experience. Lindsey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5757 Pacific Ave Ste 248, Stockton, CA, 95207
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lindsey is a fixed insurance agent selling annuities and owns rental real estate. She also owns Valley Financial Services, where she works as a notary and sublets office space, and L & J Financial Inc., an S-Corp. Finally, Lindsey is a board member at Gospel Center Rescue Mission.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Transamerica Financial Resources, INC.Broker
Transamerica Securities Sales CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.