Mamie Lai is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2019 - Present · 6 yrs 10 mos
Morgan Stanley
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
May 2019 - September 2019 · 4 mos
Raymond James & Associates, INC.Broker
May 2019 - September 2019 · 4 mos
Cantella & CO., INC.
June 2018 - June 2019 · 1 yr
Cantella & CO., INC.Broker
June 2018 - June 2019 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - July 2018 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2015 - July 2018 · 2 yrs 7 mos
Sunamerica Securities, INC.Broker
May 1992 - November 1992 · 6 mos
Anchor National Financial Services, INC.Broker
August 1990 - May 1992 · 1 yr 9 mos
Psi Securities CorporationBroker
February 1989 - January 1991 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - February 1989 · 1 yr 9 mos
State Registrations31 states
AZCACODEFLGAHIIAIDILLAMAMIMONCNJNMNVNYOHORPARISCSDTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.