MK
MK
Michael Knaub
38 Years of Experience
Miami Beach, FL
2 DisclosuresBroker
Michael Knaub is a registered investment advisor at Wells Fargo Advisors, based in Miami Beach, FL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1688 Meridian Ave, Ste 700, Miami Beach, FL, 33139
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011Settled
Customer Dispute
December 2000Closed-No Action
Other Business Activities
Michael owns an apartment building through MKTGD, LLC since 2008. He spends minimal time collecting rent and maintaining the property.
Employment History
Current Registrations
Wells Fargo Advisors
May 2012 - Present · 14 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2012 - Present · 14 yrs
Previous Registrations
Morgan Stanley Smith Barney LLC
May 2011 - June 2012 · 1 yr 1 mo
Morgan Stanley Smith Barney LLC
February 2011 - May 2011 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2012 · 3 yrs
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1987 - July 1993 · 6 yrs 2 mos
State Registrations17 states
CACOCTDEFLIAMAMDMONCNJNYPASCTNVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.