FG
FG
Frank Grossman
38 Years of Experience
Naperville, IL
3 DisclosuresBroker
Frank Grossman is a registered investment advisor at Raymond James & Associates, INC., based in Naperville, IL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
263 Shuman Blvd, Ste 275, Naperville, IL, 60563-7700
Get directionsHistory
Regulatory History (3)
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Customer Dispute
September 2018Denied
Customer Dispute
January 2012Settled
Customer Dispute
August 2006Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.
March 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
January 2012 - March 2024 · 12 yrs 2 mos
U.S. Bancorp Investments, INC.
January 2012 - March 2024 · 12 yrs 2 mos
Fifth Third Securities, INC.
March 2009 - January 2012 · 2 yrs 10 mos
Fifth Third Securities, INC.Broker
March 2009 - January 2012 · 2 yrs 10 mos
Banc of America Investment Services, INC.
July 2006 - March 2009 · 2 yrs 8 mos
Banc of America Investment Services, INC.Broker
July 2006 - March 2009 · 2 yrs 8 mos
Citicorp Investment Services
January 2004 - July 2006 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
January 2004 - July 2006 · 2 yrs 6 mos
Quick & Reilly, INC.
March 2003 - January 2004 · 10 mos
Quick & Reilly, INC.Broker
November 2002 - January 2004 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
December 2001 - December 2002 · 1 yr
A. G. Edwards & Sons, INC.Broker
January 1997 - December 2002 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
May 1994 - January 1997 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
July 1990 - May 1994 · 3 yrs 10 mos
Shearson Lehman Hutton INC.Broker
May 1987 - July 1990 · 3 yrs 2 mos
State Registrations6 states
FLILINMITNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.