TrueAdvisor
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CFP
JN
CFP

Joseph Nawrocki

Osaic Wealth, INC.
38 Years of Experience
Lemont, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Nawrocki is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lemont, IL, with 38 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

687 Talcott Avenue, Lemont, IL, 60439

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is the President/Owner of Joseph A Nawrocki, Inc., an S Corp, dedicating about half his time to it. He also works as an insurance agent, using fixed annuities and fixed life insurance as part of his financial planning process, also dedicating about a quarter of his time to this.

Employment History
Current Registrations
Osaic Wealth, INC.
January 2022 - Present · 4 yrs 9 mos
Osaic Wealth, INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - January 2022 · 9 mos
Grove Point Investments, LLCBroker
September 2009 - January 2022 · 12 yrs 4 mos
H. Beck, INC.
September 2009 - April 2021 · 11 yrs 7 mos
Waterstone Financial Group, INC.
June 2003 - September 2009 · 6 yrs 3 mos
Waterstone Financial Group, INC.Broker
October 2002 - September 2009 · 6 yrs 11 mos
Dreher & Associates, INC.Broker
February 1997 - October 2002 · 5 yrs 8 mos
The O.N. Equity Sales CompanyBroker
May 1994 - February 1997 · 2 yrs 9 mos
Dreher & Associates, INC.Broker
January 1989 - May 1994 · 5 yrs 4 mos
Cigna Securities, INC.Broker
December 1987 - August 1988 · 8 mos
State Registrations14 states
COFLIAILKSMAMINVOHORSCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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