James Lebzelter
James Lebzelter is a registered investment advisor at LPL Financial LLC, based in Ashtabula, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4510 Collins Blvd, Suite 1, Ashtabula, OH, 44004
Get directionsHistory
Regulatory History (4)
Judgment / Lien
October 2019Judgment / Lien
May 2015Customer Dispute
October 1996Customer Dispute
November 1995Other Business Activities
James operates Callaways Financial as a DBA for his LPL business since 2021. This investment-related activity takes nearly full-time hours during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Transamerica Financial Advisors, INC.Broker
1st Cleveland Securities CORPBroker
Advantage Capital CorporationBroker
Pruco Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.