TH
TH

Thomas Herbert

38 Years of Experience
Brentwood, TN
Broker

Thomas Herbert is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Brentwood, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

100 Winners Circle, Suite 400, Brentwood, TN, 37027

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas is an associate/employee at Pinnacle Financial Partners, managing client relationships. This takes about half of his time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2002 - Present · 23 yrs 8 mos
Previous Registrations
Raymond James Financial Services
March 2004 - January 2009 · 4 yrs 10 mos
Lm Financial Partners, INC.Broker
September 1998 - November 2002 · 4 yrs 2 mos
Invest Financial CorporationBroker
September 1997 - November 1998 · 1 yr 2 mos
J.C. Bradford & CO.Broker
June 1987 - October 1997 · 10 yrs 4 mos
State Registrations22 states
ALCACOFLGAINKYLAMDMIMSNCNJNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.