Thomas Mertensmeyer
Thomas Mertensmeyer is a registered investment advisor at Cetera Investment Advisers LLC, based in Sun City, AZ, with 36 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10145 W Loma Blanca Dr., Sun City, AZ, 85351
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas sells fixed insurance (life, health, fixed annuities, and long-term care) with various companies, dedicating a few hours per week, and also operates under the DBA Senior Financial Benefits for fixed insurance. Additionally, Thomas helps older clients find independent or assisted living facilities, acts as a real estate agent, serves as HOA board president, and owns a condo rental.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Financial Network Investment CorporationBroker
Lasalle St Securities, L.L.C.Broker
E. F. Hutton & Company INCBroker
State Registrations15 states
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