JC
JC

Jane Carmody

20 Years of Experience
Melville, NY
Broker

Jane Carmody is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 20 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

510 Broadhollow Rd., Ste 209, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jane owns JSC Management Inc. since 2021, dedicating nearly full-time hours to the business, including time during trading hours, for Finet Practice.

Employment History
Current Registrations
Wells Fargo Advisors
December 2020 - Present · 5 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
LPL Financial LLC
December 2020 - January 2021 · 1 mo
LPL Financial LLCBroker
November 2020 - January 2021 · 2 mos
Nfb Investment Services CORP.Broker
July 1996 - October 2007 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - April 1996 · 2 yrs
Prudential-Bache Securities INC.Broker
May 1987 - January 1989 · 1 yr 8 mos
State Registrations15 states
AZCACOFLGAILMAMDMINJNVNYPAVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.