RD
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Ronald Denova

16 Years of Experience
Sandpoint, ID
2 DisclosuresBroker

Ronald Denova is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sandpoint, ID, with 16 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1211 Michigan St Ste A, Sandpoint, ID, 83864

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024
Settled
Customer Dispute
January 2018
Closed-No Action
Other Business Activities

Ronald has several outside business activities. He is on the board of directors and investment committee for Denova, spending a few hours per week, and also involved with Trustpoint Services, LLC, and a business ownership role, each requiring minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2020 - Present · 5 yrs 9 mos
Ameriprise Financial Services, LLC
August 2020 - Present · 5 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
LPL Financial LLC
November 2017 - August 2020 · 2 yrs 9 mos
LPL Financial LLCBroker
November 2017 - August 2020 · 2 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2016 - November 2017 · 1 yr 8 mos
National Planning CorporationBroker
March 2016 - November 2017 · 1 yr 8 mos
Cetera Investment Advisers LLC
March 2015 - March 2016 · 1 yr
Cetera Investment Services LLCBroker
March 2015 - March 2016 · 1 yr
LPL Financial LLC
March 2010 - March 2015 · 5 yrs
LPL Financial LLCBroker
January 2010 - March 2015 · 5 yrs 2 mos
State Registrations16 states
AZCACOFLIDILINMSMTNMOHORSDTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.