Carl Lanza
Carl Lanza is a registered investment advisor at Wells Fargo Advisors, based in Riviera, FL, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
5200 N. Ocean Dr, [Vacation/Secondary Home], Riviera, FL, 33404
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2005Customer Dispute
August 2004Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Carl works with clients on non-variable life, disability, and health insurance needs, dedicating minimal time to this. He also owns rental real estate and is a 50% owner of Retirement Plan Consulting Group LLC, which takes about 10-20% of his time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
LPL Financial LLCBroker
Lincoln Financial Securities CorporationBroker
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
New England SecuritiesBroker
Tgb CorporationBroker
Cowen & CO.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.