Ronald Lumley
Ronald Lumley is a CFP, ChFC-designated registered investment advisor at Truvestments Capital LLC, based in Sarasota, FL, with 37 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,317 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.35% |
Fees may be negotiable at the sole discretion of the advisor. Fees take into consideration aggregate assets under management with the advisor.
Fee Estimator
Location
5391 Lakewood Ranch Blvd N, Suite #303, Sarasota, FL, 34240
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is a manager at RJL/Insurance, where he is involved in insurance sales, dedicating about 10-20% of his time. He also owns RJL Investment Group, which he uses to manage income and expenses from Truvestments Capital, requiring minimal time.
Employment History
Current Registrations
Truvestments Capital LLC
Previous Registrations
Apw Capital, INC.Broker
Truvestments Capital LLC
Family Financial Strategies, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Tower Square Securities, INC.Broker
The Leaders Group, INC.Broker
Lincoln Financial Distributors, INC.Broker
Nationwide Investment Services CorporationBroker
Nationwide Advisory Services, INC.Broker
Intersecurities, INC.Broker
Executive Securities, INCBroker
First Union Brokerage Services, INC.Broker
Southeast Bank Brokerage Service, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Watson Financial Services CorporationBroker
Liberty Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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