Alexander Sarafianos
Alexander Sarafianos is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 36 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
250 Riverchase Parkway E, Birmingham, AL, 35244
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLC
Pioneer Institutional Asset Management, INC.
Pioneer Investment Management, INC.
Pioneer Funds Distributor, INC.Broker
Amsouth Investment Services, INC.Broker
Bisys Fund Services Limited PartnershipBroker
Great Western Financial Securities CorporationBroker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Blinder, Robinson & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.