CF
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Christopher Falconer

29 Years of Experience
Myrtle Beach, SC
1 DisclosureBroker

Christopher Falconer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Myrtle Beach, SC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Myrtle Beach, SC

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History

Regulatory History (1)
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Customer Dispute
November 2016
Denied
Other Business Activities

Christopher is the author of spiritual growth books, including "Roots - A Metaphor & Acronym for the Christian Life", "Enduring Love", and "You Are Planted, Not Buried by the Events of Your Life". He spends minimal time on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - Present · 9 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2017 - Present · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2003 - February 2017 · 13 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
May 2003 - February 2017 · 13 yrs 9 mos
Morgan Stanley
June 2002 - May 2003 · 11 mos
Morgan Stanley Dw INC.Broker
April 1996 - May 2003 · 7 yrs 1 mo
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.