JM
JM
Joseph Mercadante
37 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBroker
Joseph Mercadante is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 1999 - April 2007 · 8 yrs
Morgan Stanley Dw INC.Broker
March 1999 - April 2007 · 8 yrs 1 mo
Comprehensive Capital CORP.Broker
February 1996 - March 1999 · 3 yrs 1 mo
Joseph Charles & Assoc., INC.Broker
August 1995 - March 1996 · 7 mos
Comprehensive Capital CORP.Broker
April 1992 - August 1995 · 3 yrs 4 mos
Josephthal Lyon & Ross IncorporatedBroker
January 1990 - December 1991 · 1 yr 11 mos
V P Securities, INC.Broker
November 1989 - January 1990 · 2 mos
Donald & CO. Securities INC.Broker
November 1989 - December 1989 · 1 mo
William M. Cadden & CO., INC.Broker
May 1989 - November 1989 · 6 mos
Pruco Securities CorporationBroker
March 1988 - June 1989 · 1 yr 3 mos
State Registrations18 states
ALCACOFLGAILMAMDMEMSNCNHNJNYORSCVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.