William Dunn
William Dunn is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2004Other Business Activities
William operates Thomas Wealth Management as a DBA for his LPL business. He also provides investment advisory services through Private Advisor Group, spending full-time hours on this activity.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Summit Financial Services Group, INC.Broker
Fiserv Investor Services, INC.Broker
Aubrey G. Lanston & CO., INC.Broker
Gfi Group, INC.Broker
Reich & CO., INC.Broker
Prebon Derivative Products INC.Broker
Prebon Securities (USA) INC.Broker
Garvin Guybutler CorporationBroker
Cantor Fitzgerald Securities CORP.Broker
Rmj Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.