Charles Sauberan is a CFP-designated registered investment advisor at Sauberan & Company, LLC, based in Lockport, NY, with 1 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 45 clients with $5.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
In certain more complex situations fees could be 1.5% annually but only with prior agreement!
Fee Estimator
Location
175 Walnut St Suite#2, Lockport, NY, 14094
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is an IAR of Sauberan & Company LLC, offering asset management and financial planning services. He spends all of his time on this during business hours.
Employment History
Current Registrations
Sauberan & Company, LLC
Previous Registrations
Commonwealth Financial Network
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.