JB
JB

John Barker

32 Years of Experience
New York, NY
Broker

John Barker is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

1290 Avenue of the Americas, New York, NY, 10104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is a 100% owner of a restaurant, Elm Partners, LLC, and is the Chairman of Quincepol LLC, a natural mineral water business. He dedicates minimal time during trading hours to Quincepol LLC and about 10-20% of his time during non-trading hours.

Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2002 - Present · 24 yrs 2 mos
Neuberger Berman Bd LLC
July 1994 - Present · 32 yrs 2 mos
Neuberger Berman Bd LLCBroker
July 1994 - Present · 32 yrs 2 mos
Previous Registrations
Neuberger Berman Management LLCBroker
July 2008 - June 2016 · 7 yrs 11 mos
Ota Limited PartnershipBroker
April 1993 - July 1994 · 1 yr 3 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Barker - Financial Advisor | TrueAdvisor