Adam Uhlan
Adam Uhlan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Breckenridge, CO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Breckenridge, CO
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Regulatory History (1)
Customer Dispute
July 2001Other Business Activities
Adam is a part-time blues guitarist, playing a few shows per year and hosting a local blues jam. This takes about 10-20% of his time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
Schweitzer & CompanyBroker
Global Capital Securities, INC.Broker
Schweitzer & CompanyBroker
Rlr Securities Group, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.