Eugene O'brien is a CFA-designated registered investment advisor, based in Irvine, CA, with 24 years of industry experience.
Location
4000 Barranca Parkway, Suite 250, Irvine, CA, 92604
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Eugene is the 100% owner of Clover Wealth Management, LTD., a financial services firm. This takes more than full-time hours.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2012 - September 2022 · 9 yrs 9 mos
First Allied Advisory Services, INC.
December 2012 - November 2020 · 7 yrs 11 mos
Redwitz Wealth Management Group
October 2004 - July 2010 · 5 yrs 9 mos
1st Global Advisors INC
July 2004 - December 2012 · 8 yrs 5 mos
1st Global Capital CORP.Broker
July 2004 - December 2012 · 8 yrs 5 mos
Shearson Lehman Hutton INC.Broker
June 1987 - April 1990 · 2 yrs 10 mos
State Registrations15 states
ARAZCACOFLKSMDMEMINCNVNYORTXVA
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Exams
No exam information available for this advisor.