Barbara Hess is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
August 1999 - June 2009 · 9 yrs 10 mos
Citigroup Global Markets INC.Broker
July 1999 - June 2009 · 9 yrs 11 mos
Dain Rauscher IncorporatedBroker
March 1998 - July 1999 · 1 yr 4 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
May 1995 - January 1998 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
August 1987 - May 1995 · 7 yrs 9 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.