TrueAdvisor
TrueAdvisor
KM
KM

Kathleen Mccarthy

Archer Investment Corporation
33 Years of Experience
Carmel, IN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kathleen Mccarthy is a registered investment advisor at Archer Investment Corporation, based in Carmel, IN, with 33 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,640 clients with $900M in assets under management.

Archer Investment Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
75 advisors
Number of Clients
5,640 clients
Average Client Portfolio
$160K average
Assets Under Management
$900.5M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1000K0.75%
$1M+0.50%

Fees may be negotiable. Archer may charge lesser or more on each account up to a 1% investment management fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11711 N. College Ave, Suite 200, Carmel, IN, 46032

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathleen is an insurance agent with PKS Financial/Ash Brokerage since 2017, selling life insurance, long-term care, and fixed business products, dedicating a few hours per week. She is also an Investment Advisor Representative (IAR) with Archer Investment Corporation since June 2023, spending nearly full-time providing investment-related advice.

Employment History
Current Registrations
Archer Investment Corporation
June 2023 - Present · 2 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Jason M Orsky Wealth Management LLC
January 2017 - August 2023 · 6 yrs 7 mos
Jason M Orsky Wealth Management LLC
January 2017 - December 2020 · 3 yrs 11 mos
Sii Investments, INC.Broker
October 2014 - January 2017 · 2 yrs 3 mos
Sii Investments, INC.
October 2014 - January 2017 · 2 yrs 3 mos
Ameriprise Financial Services, INC.
October 2009 - October 2014 · 5 yrs
Ameriprise Financial Services, INC.Broker
October 2009 - October 2014 · 5 yrs
Ameriprise Advisor Services, INC.
March 2009 - October 2009 · 7 mos
Ameriprise Advisor Services, INC.Broker
February 2009 - October 2009 · 8 mos
Citigroup Global Markets INC.
April 2005 - February 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
January 2005 - February 2009 · 4 yrs 1 mo
Edward JonesBroker
June 2000 - January 2005 · 4 yrs 7 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 1993 - June 1995 · 1 yr 8 mos
Fidelity Brokerage Services, INC.Broker
January 1991 - October 1993 · 2 yrs 9 mos
Fidelity Distributors CorporationBroker
May 1990 - December 1990 · 7 mos
Fidelity Brokerage Services, INC.Broker
November 1987 - May 1990 · 2 yrs 6 mos
State Registrations2 states
CAOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Carmel, IN →All financial advisors in Indiana →