William Lloyd
William Lloyd is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Fairport, NY, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
295 Woodcliff Drive, Fairport, NY, 14450
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1998Other Business Activities
William is involved in several family-held real estate and agriculture businesses, including Lloyd Cotuit LP, Lloyd Dixon LP, Seven Nations Stakes, Inc., and Shaker Farm Corp. He also serves as a board member for the Genesee Valley Conservancy and is an executor/administrator of a family estate.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.