Gregory Brooks
Gregory Brooks is a registered investment advisor at J.P. Morgan Securities LLC, based in Columbus, OH, with 37 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
1111 Polaris Pkwy, Floor 4J, Columbus, OH, 43240
Get directionsHistory
Regulatory History (2)
Financial
February 2020Regulatory
July 2014Other Business Activities
Gregory is an independent soccer official for the United States Soccer Federation and the Ohio High School Athletic Association since 2011 and 2013, respectively. He dedicates minimal time to these activities.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Professional Broker-Dealer Financial Planning, INC.
Professional Broker-Dealer Financial Planning, INC.Broker
Royal Oak Financial Group
Argentus Advisors, LLC
Resource Horizons Group LLCBroker
Capital City Securities, LLCBroker
Capital City Asset Management Group, LLC
Capital City Partners, LLC
Regis Securities CorporationBroker
Brecek & Young Advisors, INC.Broker
Gustafson Baxter Financial Services INC
Donahue Securities, INC.Broker
Prim Securities, IncorporatedBroker
Warwick Securities, INC.Broker
Olde Discount CorporationBroker
Cigna Securities, INC.Broker
Hibbard Brown & CO., INC.Broker
Sherwood Capital, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.