James Lohse is a ChFC-designated registered investment advisor, based in Lombard, IL, with 38 years of industry experience.
Location
555 E Butterfield Rd, Ste 212, Lombard, IL, 60148
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies through Independence Capital Financial Partners LLC since 2012, and also the President/Independent Insurance Agent for J.W.Lohse Inc. He also serves as an ambassador for the Naperville Chamber of Commerce and as an advisory rep of a RIA.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Monarch Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.